Tag: SEC

WED 16 JUNE, 2021-theGBJournal- The Securities and Exchange Commission (SEC) Wednesday announced the imminent roll-out of the SEC Regulatory Incubation (RI) program for FinTechs...

By Charles Ike-Okoh THUR 10 JUNE, 2021-theGBJournal- The Securities and Exchange Commission (SEC Nigeria) has laid out broad-based rule for Social Bond issue that has...

By Ibrahim Moshood TUE 13 APRIL, 2021-theGBJournal-The circular dated 8 April 2021, issues a strong warning to these investment platforms and Capital Market Operators (“CMOs”)...

WED 10 MARCH, 2021-theGBJournal- The Nigerian Stock Exchange (NSE) has received final approvals of its demutualisation plan from the Securities and Exchange Commission (SEC)...

By Charles Ike-Okoh MON 08 FEB, 2021-theGBJournal- This is a clear case of two government regulatory agencies working at cross purpose. While The Central Bank of...

TUE, 10 NOV, 2020-theGBJournal-The Security and Exchange Commission (SEC) today served pre-notice on cancellation/ withdrawal of certificates to 157 inactive capital market operators (CMOs)...

By Audrey Lotechukwu FRI, 02 OCT, 2020-theGBJournal- The Nigerian Stock Exchange (NSE) has received regulatory approval of the Securities and Exchange Commission (SEC) to revise...

TUE, 22 SEPT, 2020-theGBJournal-Since the inception of Asset Management in Nigeria in 1991, its relevance to the economy, contribution to society and how it...

Securities and Exchange Commission (SEC), has reiterated its earlier directives to shareholders of the defunct Skye Bank to claim their dividends. The Acting Director-General, SEC, Mrs...

The Securities and Exchange Commission (SEC) has partnered the government of the Republic of Korea for creation of more investible products to enhance liquidity...